We know that compliance requirements can feel daunting.
We founded Navigate Compliance to provide the expert support so many businesses need - whether for a one-off task, or in a long term partnership.
Our highly experienced team can advise on and take care of any of your business's compliance requirements.
Navigate Compliance with us
From compliance monitoring, KYC and AML checks, to policy updates or onboarding of clients and new staff - we can be the extra hands on deck you need.
Any project big or small, or if you are just not sure what you need - please do contact us.
We can help you to navigate the complex world of compliance.
Amy has worked in the financial services industry for 16 years and has experience of many aspects of compliance. Amy oversees the operations of Compliance Support and the team of specialists.
By using her broad knowledge for monitoring and ensuring risk management, Amy is able to bring a tailored service to clients.
Amy's network in regulation services, compliance administration, compliance consultants and fund services brings together the most valuable and experienced people to ensure efficient compliance procedures. Amy is also Frank Investments' Compliance Officer and manages its regulatory services business.
Throughout her career, her clients have included Hedge Funds (AIFMD), Wealth Managers, Corporate Finance advisory teams, Private Equity, Advisers to offshore funds and Distributors.
Amy started her career at Eldon Capital Management and became Fund Administration Manager responsible for the operational and compliance management of the Investment Manager, UCITS and Hedge Fund. She went with these funds to Hiscox Investment Management and then onto HIM Capital.
She holds the Securities & Investment Institute Certificate in Investments and Investment Administration Qualification.
Email : firstname.lastname@example.org
Fiona has 15 years of global experience within financial services having worked in Sydney, Hong Kong and London.
She started her career in 2003 with a boutique Wealth Management firm in Sydney, Australia. In 2006 she moved to London and spent five years as a Senior Account Manager in Custody and Fund Services for Northern Trust, firstly in London and for the latter part in Hong Kong.
Fiona works at Frank Investments since joining in 2018 and has worked on the compliance monitoring practice and FCA applications with Amy Grovit.
Prior to this, Fiona held the role of Client Relations Manager for Allard Partners, a long-only Asian Fund Manager based in Hong Kong. Within this role she was responsible for overseeing all aspects of Fund Administration, Client On-Boarding, Account Management and worked on a number of projects where she further developed her interest and experience in all aspects of Investment Compliance.
She holds the ICA International Advanced Certificate in Compliance and a Diploma in Financial Planning from Kaplan Australia.
She is an Associate member of the International Compliance Association (AICA).
Email : email@example.com